Board of Directors

* Mandate 2021/2023

** Mandate 2019/2021

Click here to see the Internal Regulation of the Board of Directors

Name Office Beginning of Mandate
Pedro Duarte Guimarães Chairman 04/26/2021*

CAIXA’s CEO since January 3, 2019, where he has been coordinating a wide meritocracy-based restructuring process at the bank, besides focusing on expense decrease, credit to micro and small companies, mortgage loans, agribusiness loans, sale of non-core assets and governance improvement as well.

Based on meritocratic criteria, Guimarães changed the main senior executives and promoted female leadership in the senior management. With the return of administrative buildings and the renegotiation of rents from CAIXA’s facilities, he enabled savings totaling R$10.4 billion adjusted to Net Present Value, considering the perpetuity of the contracts. Guimarães regained CAIXA’s leadership in the savings-funded mortgage loans already in the beginning of his management, reaching a balance of R$542.0 billion in 3Q21, besides moving efforts towards the pulverization of credit in order to provide a fairer access to credit, supporting more than 426 thousand micro and small companies that took out over R$72.0 billion in loans during the pandemic. He also included CAIXA for the first time, with equalized resources, in Plano Safra 2021/2022 (Haverst Plan) and has been expanding alternatives for agribusiness credit and development of new products oriented for that segment.

Until 3Q21, Guimarães performed operations totaling over R$109.0 billion, of which + R$18.0 billion in shareholding sales at, Petrobrás, Banco do Brasil and Banco PAN, held by CAIXA or by government funds under its administration and considered as non-strategic. On April 21, 2021, he performed the first-ever subsidiary IPO, CAIXA Seguridade, with an income of the operation reaching R$5.0 billion and over 150 thousand individual investors. As an outcome of a mathematical management, CAIXA reached its highest profit in history: R$21.1 billion in 2019, up by 103% over 2018. CAIXA registered an amassed profit of R$48.3 billion in CAIXA until 3Q21.

Through generating recurrent profits and monetizing assets, it was possible to pay R$11.4 billion of Hybrid Capital and Debt Instruments (IHCD) to the National Treasury in 2019, which means direct savings to CAIXA by reducing its capital cost, thus reinforcing the strive to maintain a solid and efficient structure of capital.

Guimarães leads the evolution of processes that allowed CAIXA to achieve the best acknowledgements in governance and integrity, such as the 1st place in the Governance and Public Management Index and 3rd place among 378 assessed companies by the Federal Court of Accounts; Annual audit of accounts with unqualified opinion, by Comptroller General, overcoming the irregular certification in 2018; The only bank in South America with the highest ESG Social rating awarded in “Community Relations, Social Access, Affordable Prices”, of 4 [+], by Fitch Ratings; Best result ever in the 2021/2021 cycle of the Controls and Risks System rating, issued by the Central Bank of Brazil.

In addition to that, for the first time in the last 10 years, all the qualified opinions, either from CAIXA’s balance sheet, the Severance Payment Fund (FGTS), and its Investment Fund (FI-FGTS), were removed by the independent auditors, showing the Management’s efforts towards good governance and transparency.

Guimarães innovated by creating CAIXA Mais Brasil, an interpersonal management, leadership, governance and social responsibility program. Pedro traveled more than 250,000 km among all Brazilian states, getting to know their reality, especially the smaller cities, for whom CAIXA’s presence is decisive. Until 11/20/21, there were a total of 119 weekends visiting clients, over 350 branches and partners, more than 30,000 employees, establishing CAIXA as the Bank of all Brazilians.

In 2020 Guimarães led the largest social, digital and financial inclusion initiative in Brazil, which consisted on the payment of the Emergency Aid, reaching more than 68 million people. This movement, during the Covid-19 pandemic, was only possible through the CAIXA Tem digital platform, which was developed alongside the transactions. More than 121,3 million people received their payment from CAIXA, either from the Emergency Aid, the FGTS Emergency Withdrawal or the Emergency Benefit to Preserve Employment and Income (BEm). Until 10/31/21, they contributed to the payment of more than R$ 926.0 billion in continuous and emergency social benefits.

Guimarães has over 20 years of experience in investment banking. He coordinated several initial public offerings (IPOs), follow-ons (FOs), bond issues, and mergers and acquisitions (M&As) advisory. He also participated in various bank privatization processes, such as Banespa, Banerj, Bemge, Banestado and Meridional. At CAIXA, in April 2021, he held Caixa Seguridade’s IPO, a successful operation with a record of retail investors.

He is a member of Elo’s Board of Directors, and Chairman of CAIXA Seguridade, CAIXA Cartões and CAIXA Assets, among others.

Guimarães holds a Ph.D. and a M.A. in Economics from the University of Rochester (USA), a Master’s degree in Economics from FGV-RJ (Brazil), and a Bachelor’s degree in Economics from PUC-RJ (Brazil).

Marco Antônio da Silva Barros Vice Chairman 04/26/2021*

In the recent past, he held the position of CEO at Caixa Seguridade, CEO at BrasilPrev and Executive Officer at FENASEG.

Mr. Barros is also a member of the Boards of Directors at Caixa Seguradora, Caixa Vida e Previdência and Caixa Seguros Holding.

He holds a bachelor’s degree and a master’s degree in Economics. He also holds an Executive MBA from Fundação Dom Cabral/SP and a Intensive Course in Business Administration at Fundação Getúlio Vargas/SP.

Leonardo José Rolim Guimarães Member 04/26/2021*

He is currently the president of the Brazilian National Institute of Social Security – INSS, having assumed office on January 28, 2020.

Mr. Rolim held the position of secretary at the Special Secretariat for Social Security and Labor of the Economy Ministry. He was also secretary of social security policies at the Brazilian Ministry of Social Security, Vice-President of the Inter-American Conference on Social Security (CISS), President of the National Council of Special Social Security Policy Managers (Conaprev), executive secretary of the Social Security National Council (CNPS).

He was a member of the Deliberative Council of the Workers’ Support Fund (CODEFAT), as well as a member of the IBGE’s Social Statistics Management Committee.

Mr. Rolim  holds a master’s degree in Leading and Management of Pension Plans and Funds from the Universidad de Alcalá, Spain, a specialization in business administration from the Brasília University and in public policies and government management from Escola Nacional de Administração Pública – ENAP.

Paulo Henrique Ângelo Souza Member 04/26/2021*

Vice-President of CAIXA for over 3 years. He is currently the Vice President of the Retail Network.

He was a member of the Board of Directors of Quod and the Advisory Board of Caixa Econômica Federal’s Employees  Foundation- FUNCEF.

He holds a bachelor’s degree in Business Administration, an MBA in Business Management from FGV, a qualification in Financial Management and Capital Markets from the New York Institute of Finance, and a Board Member Certification from the Brazilian Institute of Corporate Governance – IBGC. He has also completed the advanced management program at the Harvard Business School. A career employee, he has been with CAIXA since 2000.

Ilana Trombka Member 08/19/2020**

She is currently Chief Executive Office of the Federal Senate, having assumed office in February 2015. She has been a government employee for over 22 years.

Mrs Trombka is an executive with 20 years of experience in leadership positions. She has great experience in administration, strategic management, communication and corporate governance.

She has served as a member of the FINAME Board of Directors (BNDES).

She holds a bachelor’s degree in Public Relations from the Pontifical Catholic University of Rio Grande do Sul, a master’s degree in Social Communication from the same university and a Specialization in Legislative Law from the Federal University of Mato Grosso do Sul.

Vacant Position Independent Member
Antônio Joaquim Gonzalez Rio Mayor Independent Member 04/26/2021*

Mr Gonzalez is a Independent Member of the Board of Directors and has already served as General Manager and founder of Akma Consultoria, as Commercial and Sales Director at Marsh Corretora de Seguros and Technical/Commercial Executive Director at Bradesco Seguros e Previdência.

He actively contributed to the change in Bradesco Seguros’ business model, through the establishment of 5 (five) insurance companies, and the due diligence on União Seguros, BCN, Finasa, and Novo Hamburgo Seguros, insurance companies, for acquisition by Bradesco Seguros. He also led the product distribution management committee in Banco Bradesco’s network, which was responsible for approving products and adapting the network’s needs; he has also worked in the development of insurance programs and participation in roadshows for the placement of reinsurance products by some of the most important domestic and foreign reinsurance companies..

He is also Chairman of the Audit Committee and Chairman of the Caixa Seguridade Related-Party Transaction Committee.

Gonzalez holds a bachelor’s degree in law from Universidade Gama Filho.

Supervisory Board

* Mandate 2021/2023

** Mandate 2019/2021

Click here to see the internal rules of procedures of the Supervisory Board

Name Office Beginning of Mandate
Rodrigo Parente Vives Acting Chairman 04/29/2020**

Mr. Vives has been Federal Auditor of Finance and Control at the National Treasury since 2008. He currently holds the position of Support Coordinator at the General Coordination of Brazilian Equity Holdings (COPAR/STN).

He was a member of the Corporate Governance Committee of IRB Brasil Re, for about 5 years; member of the Supervisory Board of Centrais Elétricas do Norte do Brasil S/A (Eletronorte), for more than 3 years; and member of the Supervisory Board of Eletrobrás Distribuição Alagoas for 2 years.

Mr Vives holds a bachelor’s degree in Mechanical Engineering from Universidade de Brasília and an MBA in Financial Management, Controllership and Auditing from Fundação Getúlio Vargas.

Marcos Brasiliano Rosa Member 04/26/2021*

Mr Rosa joined CAIXA in 1989. He is currently the CAIXA’s Controller, which comprises budget management, results assessments, monitoring and performance. He is also responsible for the the Accounting Department, including accounting and tax management. In 2020, he became the head of the finance board, responsible for CAIXA’s financial planning, management and execution.

He holds a bachelor’s degree in Accounting from Centro Universitário UDF in Brasília and a postgraduate qualification in Financial Management and Controllership from UNINTER.

Humberto Fernandes de Moura Member 02/25/2021**

Mr. Moura joined CAIXA in 1989. He currently serves as CAIXA’s controller, responsible for budget management, results assessments, monitoring and performance.

Mr. Moura is Federal Prosecutor since 2002. He currently holds the position of Executive Deputy Chief of Legal Affairs of the General Secretariat of the Presidency of the Republic.

He is Professor at the University Center of Brasília – UniCEUB. He has a degree in law from UniCEUB. Post-graduated in Public Law from Instituto Brasiliense de Direito Público – IDP, he holds a master’s degree in law and Public Policy from UniCEUB and is doctor in law from UniCEUB.

Dermeval Bicalho Carvalho Substitute Member 04/26/2019**

Mr Bicalho has been the Banco Pan’s Risk Officer since November 2019. Previously, he held the positions of Risk Officer and Risk Superintendent at CAIXA, where he worked in strengthening the capital structure, as well as in the optimization of allocation in the various business lines. He was responsible for CAIXA’s ICAAP – Internal Capital Self-Assessment Process.

Over 20 years’ experience in risk management for Financial Institution, he has worked at CAIXA in the areas of Operational Risk, Corporate Risks and the Risk and Controls department.

He holds a bachelor’s degree in agronomic engineering from the Universidade Estadual de Londrina and a specialization in Business Economics from the same University. He also holds Postgraduate qualification in Management Development from FGV / SP.

He has ISO31000 Certification – Risk Management and Ombudsman Certification (FEBRABAN).

Juliana Grigol Fonsechi Substitute Member 10/17/2019**

Mrs Fonsechi has served as CAIXA’s National Superintendent of Accounting and Taxes since April 25, 2019.  She is a CAIXA’s career employee, joined the bank in 2003. In the most recent period, he served as National Manager of Third Party Accounting.

She is member of the FUNCEF Supervisory Board.

She holds a bachelor’s degree in accounting sciences from the University of São Paulo and a master’s degree from Universidade de Brasília (UnB).

Vacant Position Substitute Member

Executive Board

Click here to see our internal rules of procedures of the Executive Board

Name Office Beginning of Mandate
Camila de Freitas Aichinger CEO 06/07/2021

CEO of Caixa Seguridade since June 07, 2021. Mrs Aichinger was the Company’s Commercial and Product Officer from January 28, 2020 until the current election. In the Executive Board, she delivered historical results and raised the Company’s level in market share.

In her history at CAIXA, she has worked in several areas of CAIXA, such as Individual Business, Corporate, Judiciary and Civil Construction and, in the most recent period, she served as National Superintendent of Marketing and Regional Superintendent of Retail. Camila joined CAIXA in November 2000, and has held managerial positions for 15 years.

She is member of the Board of Directors of following companies: CNP Seguros Holding Brasil, Holding XS1, XS3 Seguros S.A., XS4 Capitalização S.A. and XS6 Assistência S.A..

Mrs Aichinger holds an MBA in administration (International Business) from FAE Business School in Curitiba/PR and an MSA in Territorial Development Management with an emphasis on Housing Policy from Escola de Administração da Universidade Federal da Bahia.

Eduardo Costa Oliveira CFO and IRO 07/01/2020

Mr Oliveira is the Administration, Finance and Investor Relations Officer at Caixa Seguridade. He recently served as National Superintendent for Financial Planning at CAIXA and Administrative National Superintendent at Caixa Seguridade.

Eduardo has more than 15 years’ professional experience in the financial market and more than 10 years in CAIXA’s executive positions.

He holds a bachelor’s degree in Business Administration from Universidade Federal do Rio Grande do Sul and an MBA in Risk Management from Universidade de São Paulo (FIPECAFI-USP), as well as an extension course in Strategic IT Management from FGV.

Catia Leandra de Paula Strapasson Commercial and Product Officer 06/07/2021

Executive Commercial and Product Officer of Caixa Seguridade since June 7, 2021. More recently appointed to take over the Commercial Officer of the new partnership in the Credit Letters segment, she worked on making the association agreement feasible and on the creation and implementation of the new operation between Caixa Seguridade and CNP Assurances. Previously, she was National Superintendent of Marketing and Communication at CAIXA. Mrs Strapasson joined CAIXA in July 2005 and has held management positions for over 10 years.

Mrs Strapasson holds a degree in Psychology from the Universidade Federal de Curitiba, and currently takes postgraduate degree in Leadership and Coaching from the UNINTER.

Hebert Luiz Gomide Filho Corporate Governance and Risk Officer 07/01/2020

Hebert joined CAIXA in 2005. He held positions such as Head of the CAIXA Representative Office in Tokyo, Japan. He has been with Caixa Seguridade since the constitution of the Company. He was coordinator of the Working Group responsible for the restructuring of the Company’s insurance operations and, most recently, National Superintendent of Corporate Governance at Caixa Seguridade.

Hebert is a member of the Board of Directors of the Caixa Saúde.

He holds a bachelor’s degree in Social Communication from Faculdade de Ciências e Letras de Belo Horizonte, a postgraduate qualification in New Communication Technologies from Universidade de Belo Horizonte and in International Relations from Universidade de Brasília.

Audit Committee

* The term of office of the Audit Committee is 03 years, allowed a single re-election.

 

Click here  to see the internal rules of procedures of the Audit Committee.

Click here to make a complaint to Audit Committee.

Name Office Beginning of Mandate
Antônio Joaquim Gonzalez Rio-Mayor Member 11/09/2021

Mr. Gonzalez has already served as General Manager and founder of Akma Consultoria, as Commercial and Sales Director at Marsh Corretora de Seguros and Technical/Commercial Executive Director at Bradesco Seguros e Previdência.

He actively contributed to the change in Bradesco Seguros’ business model, through the establishment of 5 (five) insurance companies, and the due diligence on União Seguros, BCN, Finasa, and Novo Hamburgo Seguros, insurance companies, for acquisition by Bradesco Seguros. He also led the product distribution management committee in Banco Bradesco’s network, which was responsible for approving products and adapting the network’s needs; he has also worked in the development of insurance programs and participation in roadshows for the placement of reinsurance products by some of the most important domestic and foreign reinsurance companies.

He is also an Independent Member of the Board of Directors and Chairman of Related-Party Transaction Committee of Caixa Seguridade.

Mr. Gonzalez holds a bachelor’s degree in law from Universidade Gama Filho.

Eduardo Bona Safe de Matos Member 07/02/2021

He has held the position of Adjunct Professor at the Universidade de Brasília since 2015. He worked as an Auditor at KPMG Auditores Independentes S.A.

Mr. Matos holds a PhD in Controllership and Accounting from the Universidade de São Paulo, with academic and market experience and acting focused on corporate accounting, regulation and international accounting standardization process. He conducted research on international accounting standards and on the application of accounting in company policies, especially on issues related to IFRS, leases and accounting for publicly-held companies.

He holds a degree in Accounting Sciences, master’s degree in Accounting and PhD in Controllership and Accounting.

Roberto Musto Member 07/01/2020

Mr. Musto has extensive experience leading Corporate Bank and Investment Bank operations in large Brazilian financial institutions. He holds the position of director at the Federation of Industries of the State of São Paulo and at the Brazilian Institute of Finance Executives.

He is a member of the Investment Committee of Instituto Ayrton Senna, Pro Bono.

Mr. Musto holds a bachelor’s degree in Economics from PUC/SP, completed the Advanced Management Program from the Wharton School of University of Pennsylvania, the Executive Program from Business School São Paulo, the Advanced Management Program from Institut Européen d’administration des Affaires – Fontainebleau – France (INSEAD), and a Board Member course from IBGC.

Telmo Marques Costa Member 10/15/2018

Mr. Costa held the positions of Controllership Officer, National Superintendent of Accounting and National Superintendent of Internal Controls at CAIXA. He worked as an Intelligence Analyst at the Financial Activities Council (COAF).

He had an active participation in relevant works of CAIXA, such as the segregation of the Mato Grosso branch in Mato Grosso and Mato Grosso do Sul and the process of incorporating BNH.

He represented CAIXA at FEBRABAN (accounting and internal controls) and in the National Strategy to Combat Corruption and Money Laundering (ENCLA).

He is a member of Caixa Seguridade’s Related Party Transactions Committee.

Mr. Costa holds a bachelor’s degree in Accounting Sciences, a postgraduate diploma in Controllership and a course in financial intelligence at the Brazilian Army Intelligence Center.

Related-Party Transaction Committee

The term of office of the Related-Party Transaction Committee is 02 years, maximum of 3 renewals.

Click here to see the internal rules of procedures of the Related-Party Transaction Committee.

Name Office Beginning of Mandate
Antônio Joaquim Gonzalez Rio-Mayor President 01/30/2020

Mr. Gonzalez has already served as General Manager and founder of Akma Consultoria, as Commercial and Sales Director at Marsh Corretora de Seguros and Technical/Commercial Executive Director at Bradesco Seguros e Previdência.

He actively contributed to the change in Bradesco Seguros’ business model, through the establishment of 5 (five) insurance companies, and the due diligence on União Seguros, BCN, Finasa, and Novo Hamburgo Seguros, insurance companies, for acquisition by Bradesco Seguros. He also led the product distribution management committee in Banco Bradesco’s network, which was responsible for approving products and adapting the network’s needs; he has also worked in the development of insurance programs and participation in roadshows for the placement of reinsurance products by some of the most important domestic and foreign reinsurance companies.

He is also an Independent Member of the Board of Directors and Chairman of Audit Committee of Caixa Seguridade.

Mr. Gonzalez holds a bachelor’s degree in law from Universidade Gama Filho.

Eduardo Costa Oliveira Member 03/29/2021

Mr Oliveira is the Administration, Finance and Investor Relations Officer at Caixa Seguridade. He recently served as National Superintendent for Financial Planning at CAIXA and Administrative National Superintendent at Caixa Seguridade.

Eduardo has more than 15 years’ professional experience in the financial market and more than 10 years in CAIXA’s executive positions.

He holds a bachelor’s degree in Business Administration from Universidade Federal do Rio Grande do Sul and an MBA in Risk Management from Universidade de São Paulo (FIPECAFI-USP), as well as an extension course in Strategic IT Management from FGV.

Telmo Marques Costa Member 10/10/2018

Mr. Costa held the positions of Controllership Officer, National Superintendent of Accounting and National Superintendent of Internal Controls at CAIXA. He worked as an Intelligence Analyst at the Financial Activities Council (COAF).

He had an active participation in relevant works of CAIXA, such as the segregation of the Mato Grosso branch in Mato Grosso and Mato Grosso do Sul and the process of incorporating BNH.

He is also a member of Caixa Seguridade’s Audit Committee.

He represented CAIXA at FEBRABAN (accounting and internal controls) and in the National Strategy to Combat Corruption and Money Laundering (ENCLA).

Mr. Costa holds a bachelor’s degree in Accounting Sciences, a postgraduate diploma in Controllership and a course in financial intelligence at the Brazilian Army Intelligence Center.

Eligibility Committee

* The term of office of the Eligibility Committee is 02 years, maximum of 3 renewals.

Click here to see internal rules and procedures of the Eligibility Committee.

Name Office Beginning of Mandate
Fabiana Calviño Marques Pereira President 11/09/2018

Legal Consultant at CAIXA for 4 years, she provides special advice to Caixa Seguridade, with emphasis on mergers and acquisitions and governance processes.

Mrs. Pereira has been a member of the CAIXA lawyer`s team for 16 years, having worked on several fronts as a member of the GT of Caixa Cartões project, in the legal advice of the Caixa/KfW Energy Efficiency Program, of the CIBRASEC Project, of the credit program of carbon emissions, international bond issues and negotiations with the World Bank. She also provided legal advice to Caixa PAR in the Elo Project, a partnership with Banco do Brasil and Bradesco in the payment methods and in the acquisition of shareholding in Banco Panamericano S/A.

Mrs. Pereira provides legal advice to the Board of Directors, the Board of Directors and the Supervisory Board of Caixa Seguridade.

Mrs. Pereira holds a bachelor’s degree in Law from the Centro Universitário de Brasília. She is a member of the Brazilian Lawyers Association – OAB (DF Section) and holds a postgraduate diploma in Economics and Business Law from FGV and in Business Management from Fundação Dom Cabral. She also participated in the Academy of American and International Law of the Institute for International and Comparative Law of The Center for American and International Law, in Texas/USA.

Marcos Vinicius e Silva Member 03/30/2021
Rafael Ribeiro de Aguiar Member 03/30/2021

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